George Lakoff and Mark Johnson. Metaphors We Live By. Chicago: U of
Chicago P, 1980. 3-5.
Metaphor is for most people a device of the poetic imagination and the
rhetorical flourish--a matter of extraordinary rather than ordinary
language. Moreover, metaphor is typically viewed as characteristic of
language alone, a matter of words rather than thought or action. For
this reason, most people think they can get along perfectly well without
metaphor. We have found, on the contrary, that metaphor is pervasive in
everyday life, not just in language but in thought and action. Our
ordinary conceptual system, in terms of which we both think and act, is
fundamentally metaphorical in nature.
The concepts that govern our thought are not just matters of the
intellect. They also govern our everyday functioning, down to the most
mundane details. Our concepts structure what we perceive, how we get
around in the world, and how we relate to other people. Our conceptual
system thus plays a central role in defining our everyday realities. If
we are right in suggesting that our conceptual system is largely
metaphorical, then the way we think, what we experience, and what we do
every day is very much a matter of metaphor.
But our conceptual system is not something we are normally aware of. In
most of the little things we do every day, we simply think-and act more
or less automatically along certain lines. Just what these lines are is
by no means obvious. One way to find out is by looking at language.
Since communication is based on the same conceptual system that we use
in thinking and acting, language is an important source of evidence for
what that system is like.
Primarily on the basis of linguistic evidence, we have found that most
of our ordinary conceptual system is metaphorical in nature. And we have
found a way to begin to identify in detail. just what the metaphors are
that structure how we perceive, how we think, and what we do.
To give some idea of what it could mean for a concept to be metaphorical
and for such a concept to structure an everyday activity, let us start
with the concept ARGUMENT and the conceptual metaphor ARGUMENT IS WAR.
This metaphor is reflected in our everyday language by a wide variety of
expressions:
ARGUMENT IS WAR
Your claims are indefensible. He attacked every weak point in my
argument. His criticisms were right on target. I demolished his
argument. I've never won an argument with him. You disagree? Okay,
shoot! If you use that strategy, he'll wipe you out. He shot down all of
my arguments.
It is important to see that we don't just talk about arguments in terms
of war. We can actually win or lose arguments. We see the person we are
arguing with as an opponent. We attack his positions and we defend our
own. We pin and lose ground. We plan and use strategies. We find a
position indefensible, we can abandon it and take a new line of attack.
Many of the things we do in arguing are partially structured by the
concept of war. Though there is no physical battle, there is a verbal
battle, and the structure of an argument-attack, defense, counterattack,
etc.reflects this. It is in this sense that the ARGUMENT IS WAR metaphor
is one that we live by in this culture; it structures the actions we
perform in arguing.
Try to imagine a culture where arguments are not viewed in terms of war,
where no one wins or loses, where there is no sense of attacking or
defending, gaining or losing ground. Imagine a culture where an argument
is viewed as a dance, the participants are seen as performers, and the
goal is to perform in a balanced and aesthetically pleasing way. In such
a culture, people would view arguments differently, experience them
differently, carry them out differently, and talk about them
differently. But we would probably not view them as arguing at all: they
would simply be doing something different. It would seem strange even to
call what they were doing "arguing." Perhaps the most neutral way of
describing this difference between their culture and ours would be to
say that we have a discourse form structured in terms of battle and they
have one structured in terms of dance.
This is an example of what it means for a metaphorical concept, namely,
ARGUMENT IS WAR, to structure (at least in part) what we do and how we
understand what we are doing when we argue. The essence of metaphor is
understanding and experiencing one kind of thing in terms of another. It
is not that arguments are a subspecies of war. Arguments and wars are
different kinds of things-verbal discourse and armed conflict-and the
actions performed are different kinds of actions. But ARGUMENT is
partially structured, understood, performed, and talked about in terms
Of WAR. The concept is metaphorically structured, the activity is
metaphorically structured, and, consequently, the language is
metaphorically structured.
Moreover, this is the ordinary way of having an argument and talking
about one. The normal way for us to talk about attacking a position is
to use the words "attack a position." Our conventional ways of talking
about arguments presuppose a metaphor we are hardly ever conscious of.
The metaphor is not merely in the words we use it is in our very concept
of an argument. The language of argument is not poetic, fanciful, or
rhetorical; it is literal. We talk about arguments that way because we
conceive of them that way--and we act according to the way we conceive
of things.
Wayne Booth. "Metaphor as Rhetoric: The Problem of Evaluation." On
Metaphor. Ed., Shelden Sacks. Chicago: U of Chicago P, 1978.67.
The study of metaphor would, as I have said, be only one part of any
revived practice of the two ethical criticisms: of characters and of
societies that make characters. But there is one important fact about
our society that makes metaphor an even more important part of such
criticism for us than for any previous culture. For the first time in
history, a society finds itself offering immense rewards to a vast
number of hired metaphorists, hired to make metaphors that will
accomplish a pre-determined end regardless of what they say about our
character or do to it. Advertisers are hired to make some possession
stand for happiness or well-being. I am of course not neutral on the
question of whether we are on the whole harmed by their ministrations.
There is an essentially corrupting, diminishing process in inducing
desire for a predetermined happiness, a happiness that depends on
possessing something. But one needn't accept my particular judgment,
which would take some tall arguing to prove, to see that we have a
totally new cultural situation that invites an army of critics to study
and judge its effects.
All metaphorists in all cultures have hoped to be rewarded for their
successes. Patronage and sometimes immense wealth have been freely given
to those who could invent metaphoric visions of human life and happiness
in that life. But those metaphorists were not paid to keep their visions
small and precisely centered on possession. What they invented to stand
for human happiness could best be described as having a kind of
reflexive quality. All of the great poets seem to be saying something
like this: my vision of what stands for human happiness is itself the
activity of sharing pictures of what human life is or can be. Metaphor
in this view is not a means to other ends but one of the main ends of
life; sharing metaphors becomes one of the experiences we live for.
I. A. Richards. Interpretation in Teaching. New York: Humanities Press,
1938. 48-49.
Thinking is radically metaphoric. Linkage by analogy is its constituent
law or principle, its causal nexus, since meaning only arises through
the causal contexts (1) by which a sign stands for (takes the place of)
an instance of a sort. To think of anything is to take it as of a sort
(as a such and such) and that 'as' brings in (openly or in disguise) the
analogy, the parallel, the metaphoric grapple or ground or grasp or draw
by which alone the mind takes hold. It takes no hold if there is nothing
for it to haul from, for its thinking is the haul, the attraction of
likes.
I have made these metaphors here very evident-merely by putting less
usual words for the semi-technical words we most employ. But, the same
would appear to close inspection if I were to write instead about the
theory of 'cognition! in terms of 'attention; 'apprehension,'
'abstraction' and 'intellection.' An obvious misunderstanding is
possible however. My point is not that language is full of metaphors, or
even that, as Darmesteter wrote in La Vie des Mots, 'In none of the
languages whose history it is possible for us to study is there an
abstract word which, if its etymology is known, is not resolvable into a
concrete word: My point goes deeper, and these well-known
characteristics of language arc among its consequences.It is thought is
itself metaphoric merely that it expresses itself in linguistic
metaphors The metaphor that a thought is using need not not correspond
to the metaphor that its language displays, though it usually does, and
the thought will often adopt the verbal
metaphor when this is noticed. But equally often we discount and disown
the metaphors in our speech, treat them as dead, or kill them as we go.
We may then easily suppose that we are no longer using parallels and
analogies because we are avoiding a particular set that our language
might seem to bring in. We shall find none the less that we are using
another set. Our thought in all cases is being guided by its causal
context; and this is only another way of putting
the matter.
(1) See The Meaning of Meaning, Chapter III, and The Philosophy of
Rhetoric, Lecture II. To distinguish this sense of `context' (the
connections with past events which make x a sign) from a 'literary
context' (other signs yz accompanying and co-operating with x) I shall
write of literary contexts as 'settings.' The two are closely connected.
Any group of signs, like a word or sentence, is artificially selected
from its accompanying and preparatory sign-field. It is the sign-field
which determines interpretation. The multiplicity and interdependence of
the meaning of words, so much insisted upon here, becomes obvious and
necessary as soon as we conceive of interpretation in terms of
sign-situations.
Colin Murray Turbayne. The Myth of Metaphor. Columbia: U of South
Carolina P, 1962. 56-59.
"Recognizing Hidden Metaphor"
Let us get a different perspective on the preceding analysis. Consider
it as the exposure of hidden metaphor. Corresponding to the three levels
of analysis are three operations: first, the detection of the presence
of the metaphor: second, the attempt to "undress" the metaphor by
presenting the literal truth, "to behold the deformity of error we need
only undress it"; and third, the restoration of the metaphor, only this
time with awareness of its presence.
The successful performance of any one of these operations indicates that
we have become aware of the presence of metaphor and, consequently, that
we have avoided being victimized by it. If we are victimized, then we
confuse devices of procedure with the actual process of nature, and thus
unknowingly insinuate metaphysics If we are not aware, the, like duped
citizens of the city-state of Oz who, owing to their green spectacles,
thought everything was green, we add qualities that are the products of
invention and decision, not of discovery. It is true that Descartes,
when he invented his machine hypothesis, was the Wizard of Oz himself.
But when Newton measured corporeal forces and found them to be "manifest
qualities," he was just another duped citizen. Becoming aware of the
presence of hidden metaphors in science, it dawns on us that there are
other ways of viewing the world besides those that we inherit fro the
great sort-crossers of the past, who, by their genius, hold us
enthralled in just that attitudes that appealed to them.
For example, if the metaphor is drawn from the physical to illustrate
the mental, such as "the physical basis of the mind," "the motion of the
will," "mind is behavior," "the id," and so on, and we are captured by
it, then we subscribe to a dogma that has no hope of salvation in it.
Becoming aware of it, we start to expose psycholhylism or behaviorism as
one but not the necessarily the only metaphysical theory of mind. If the
metaphor used to illustrate nature is a mixed one drawn in part from
something man has made like a clock or other machine, in part from
something he did not make, like the feeling of force or power that we
experience when we push or pull things, and we are enthralled by this
dual picture, then we populate the world with a million ghosts in the
giant clockwork of nature that lurk invisible, inaudible, and intangible
behind its every movement. Becoming aware of it we start to expose
mechanism as one but not necessarily the only metaphysics of nature.
The invention of a metaphor full of illustrative power is the
achievement of genius. It is to create by saying "no" to the old
associations, the things that have constantly gone together, the things
already sorted, and "yes" to new associations by crossing old sorts to
make new ones. But it is also an achievement to "undress" the hidden
metaphor that has become part of the traditional way of allocating the
facts, for this too involves breaking old associations. How is this to
be done? How do we recognize a hidden metaphor? The question is much the
same as the question: How do we avoid being victimized by a metaphor so
that instead of being used by it we use it? We can easily distinguish
the mask from the face in many examples of metaphor. We know at once
that an airplane disaster may have been due to metal fatigue although
the metal did not grow weary; that famine, sword, and fire may crouch
for employment without stooping; that sleep, which knits up the ravelled
sleeve of care [Macbeth 2.2.34], achieves this without the help of
knitting needles; that we can be tickled by the rub of love without
giggling; and that death shall have no dominion without losing a throne
But how do we penetrate those disguises in which the make-up is hidden?
The most common way enlarges upon what I have just been doing with
obvious examples of metaphor This I now illustrate and describe.
The burden of David Hume's refutation of the argument for the nature of
God from the order or design found in the world amounts to the exposure
of a metaphor, directly, by showing a weak analogy, and indirectly, by
extending the metaphor. Consider the latter (David Hume, Dialogues
concerning Natural Religion, Edinburgh, 1779, part V). First, the great
ship or the great house of the world has a "stupid mechanic" or builder
who has "botched and bungled" many worlds before he struck out this one.
Secondly, it has many builders who combined in its contrivance. Thirdly,
the builders are male and female who propagate their species by
generation. Finally, these anthropomorphic builders have eyes, a nose,
mouth, ears, etc. By thus extending the metaphor, Hume tries to reduce
the argument to absurdity. The argument from design depends upon such
metaphors as "The world is a ship or house," and "God is a builder."
What Hume does is to focus attention upon the commonplaces associated
with ships, houses, and builders, or, of these are to be considered
models, to extend the system of implications that has been adopted by
such previous victims as St. Thomas and Sir Isaac Newton. That is, he
adds more properties of the literal meanings of "ship," "house," and
"human builder" to the world and God. This produces corollaries that he
hopes are absurd.
But what are the mechanics of this absurdity? Precisely the same sort of
thing is done when the metaphor involved in "Man is a wolf" is exposed.
Let us suppose that St. Thomas and Sir Isaac Newton are again victims.
We take "wolf" literally and transfer properties such as four-legged and
tailed to man. We then ask the victims to test the wolf hypothesis. Any
man they meet is now a disconfirming instance, and it is hoped that they
will reject the hypothesis. In the case of God who cannot be tested by
observation to discover whether He is one or many, has eyes and nose, is
married, and so on, what Hume intends is that we test it merely against
our common notions of His attributes. The notion that He is a builder is
acceptable, but that He is a woman is absurd.
The same operation is performed with ease and expedition when remake
such conjunctions as "Men and timber-wolves are wolves," The world and
the Queen Mary had many builders," and "God and Frank Lloyd Wright are
architects," because these are terse ways of extending the metaphor the
whole way, or, rather, of treating two senses of a word, one of which is
metaphorical, as one literal sense. By using such devices, which are
nothing but abbreviated versions of Hume's, we expose the presence of
metaphor and consequently avoid being victimized. It should be noted,
however, that by extending the metaphor in part or completely to produce
absurdity, we show only the presence of metaphor or sort-crossing. We do
not show something illegitimate, such as taking metaphor literally or
sort-trespassing is involved. It may have been the case that St. Thomas
and Sir Isaac were fully aware that they were speaking in metaphor or
were using models. In which case, like any user of models, they would
have rejected any extension beyond the para-designer or the para-wolf
hypothesis. Hume's method cuts no ice with those who are aware. It only
reassures them.